NiveshMultiplierNivesh Multiplier
    Mutual Fund Profile

    Nippon India Small Cap Fund - NAV, Returns & Expert Review

    Review Nippon India Small Cap Fund performance, NAV history, and portfolio. AUM: ₹65812.16 Cr, 3Y Returns: 21.760%. Check exit load, taxation, and exper...

    AI GeneratedReviewed by Shivank RastogiUpdated 18 March 2026 4 min read
    AUM
    ₹65812.16cr
    Expense R.
    0.660%
    1Y Return
    11.100%
    3Y Alpha
    3.5417

    Returns vs Category

    Time HorizonFund ReturnCategory AverageDifference
    1 Month4.10%--
    3 Months-4.14%-0.52%-3.62%
    6 Months-3.59%-4.62%+1.03%
    1 Year11.10%-6.29%+17.39%
    3 Years21.76%19.70%+2.07%
    5 Years24.53%22.64%+1.89%
    Since Inception23.86%--

    Risk & Volatility

    Alpha3.54Outperformance
    Beta0.85Volatility vs Benchmark
    Sharpe0.87Risk-adj Return
    Sortino1.25Downside Risk

    Max Drawdown

    1-Year Drawdown
    -11.57%
    Not recovered
    3-Year Drawdown
    -24.21%
    Not recovered

    Rolling Returns

    6M Rolling-0.99%
    1Y Rolling14.68%
    3Y Rolling22.35%

    5-Year NAV History

    Historical NAV tracked over the last 5 years.

    Portfolio Allocation

    Top Sectors

    Capital Goods14.80%
    Financial13.18%
    Consumer Staples12.45%
    Services11.74%
    Healthcare9.09%
    Chemicals6.92%
    Construction5.70%
    Automobile4.80%
    Energy4.77%
    Consumer Discretionary3.70%

    Top Companies

    Multi Commodity Exchange Of India Ltd.
    3.37%
    HDFC Bank Ltd.
    2.16%
    State Bank of India
    1.69%
    Karur Vysya Bank Ltd.
    1.64%
    Axis Bank Ltd.
    1.24%
    eClerx Services Ltd.
    1.21%
    Bharat Heavy Electricals Ltd.
    1.18%
    Emami Ltd.
    1.17%
    Zydus Wellness Ltd.
    1.16%
    TD Power Systems Ltd.
    1.13%

    What's Good

    Consistently higher annualised returns than category average for the past 1Y, 3Y, 5Y and 10Y. Lower expense ratio: 0.66%

    Overview & Investment Strategy

    The Nippon India Small Cap Fund Direct Growth is an equity mutual fund that primarily invests in small-cap companies. Launched on December 31, 2012, this fund aims to generate long-term capital appreciation by focusing on equity and equity-related instruments of small-cap firms. With an asset under management (AUM) of ₹65,812.16 crore, the fund is managed by Nippon India Mutual Fund, a reputed fund house known for its diverse investment offerings. The fund's strategy is to identify and invest in high-growth potential small-cap stocks, which can offer substantial returns over the long term, albeit with higher volatility and risk.

    Performance & Risk Assessment

    The Nippon India Small Cap Fund has demonstrated a strong performance track record, consistently outperforming its category averages over various time horizons. Over the past year, the fund delivered a return of 11.1%, significantly outperforming the category average of -6.287%. Over three and five years, the fund has achieved returns of 21.76% and 24.53%, respectively, surpassing the category averages of 19.695% and 22.635%.

    The fund's risk profile is very high, as indicated by its standard deviation of 16.8262, reflecting the inherent volatility associated with small-cap investments. However, the fund's alpha of 3.5417 suggests that it has generated returns above the benchmark, adjusted for risk. The Sharpe ratio of 0.8684 and Sortino ratio of 1.2490 further indicate that the fund has provided good risk-adjusted returns.

    During market downturns, the fund has shown resilience, with a maximum drawdown of -11.57% over the past year, indicating its ability to protect capital relatively well during corrections. The fund's beta of 0.849524 suggests that it is less volatile than the market, which can be appealing to investors seeking exposure to small caps with a slightly lower risk profile.

    Portfolio Composition

    The fund's portfolio is diversified across various sectors, with a significant allocation to capital goods (14.8%), financials (13.18%), and consumer staples (12.45%). This sectoral allocation indicates a balanced investment style, focusing on both growth and stability. The fund's top holdings include Multi Commodity Exchange of India Ltd., HDFC Bank Ltd., and State Bank of India, reflecting a preference for established companies with strong market positions.

    The fund's investment in sectors like healthcare, chemicals, and construction further diversifies its portfolio, potentially reducing sector-specific risks. The presence of companies like Bharat Heavy Electricals Ltd. and Emami Ltd. suggests a mix of cyclical and defensive stocks, aiming to balance growth opportunities with risk mitigation.

    Taxation & Exit Load Explained

    Investors should be aware of the taxation and exit load associated with the Nippon India Small Cap Fund. If you redeem your investment within one year, the returns are taxed at 20%. For redemptions after one year, returns exceeding ₹1.25 lakh in a financial year are taxed at 12.5%. Additionally, the fund imposes an exit load of 1% if redeemed within one year, which is a common practice to discourage short-term trading and encourage long-term investment.

    Final Verdict: Who Should Invest?

    The Nippon India Small Cap Fund is well-suited for investors with a high-risk tolerance and a long-term investment horizon. Its strong performance and ability to generate alpha make it an attractive option for those seeking exposure to the growth potential of small-cap stocks. The fund's lower expense ratio of 0.66% is also a positive aspect, enhancing net returns for investors.

    However, due to its very high-risk profile, this fund may not be suitable for conservative investors or those with a short-term investment outlook. The inherent volatility of small-cap stocks means that investors should be prepared for significant fluctuations in the fund's value.

    In summary, the Nippon India Small Cap Fund is ideal for aggressive investors looking to capitalize on the growth opportunities in the small-cap space, provided they are comfortable with the associated risks and have a long-term perspective.

    Optimize Your Specific Portfolio

    Our AI doesn't just rank funds; it analyzes your exact holdings to find overlap, high expenses, and underperformance.

    Our Methodology

    Nivesh Composite Score

    Funds are ranked using a min-max normalised composite score computed across all active funds in the same sub-category. Each metric is scaled 0–100 relative to category peers and then weighted:

    FactorWeightWhy it matters
    5-Year Return30%Long-term compounding ability
    3-Year Return30%Medium-term consistency
    1-Year Return20%Recent momentum
    Sharpe Ratio15%Return generated per unit of risk
    Alpha5%Outperformance vs benchmark

    A fund scoring 85/100 means it ranks in the top 15% of its category across all five dimensions combined.

    Rolling Returns (CAGR)

    We compute point-to-point CAGR from actual daily NAV data rather than relying on declared fund returns. For periods over 1 year, the formula is:

    CAGR = (Latest NAV ÷ Historical NAV)^(1/years) − 1

    NAV values are matched within a ±15-day window to handle weekends and market holidays. Periods covered: 6 months, 1 year, 3 years, and 5 years.

    Maximum Drawdown

    Drawdown measures the worst peak-to-trough fall a fund experienced over a given period. We track:

    • Max Drawdown %: The deepest decline from any previous all-time high within the window
    • Recovery Days: How many calendar days the fund took to climb back to its pre-drawdown peak (null = still recovering)

    We compute drawdowns over 1-year and 3-year windows from daily NAV data.

    Annualised Volatility

    Volatility is calculated as the standard deviation of daily logarithmic returns, annualised by multiplying by √252 (trading days per year). A fund with 18% annualised volatility means a ₹1,00,000 investment could swing by roughly ±₹18,000 in a typical year.

    Data Sources

    All NAV data is sourced from AMFI India. Performance metrics, holdings, and AUM figures come from fund house disclosures and are refreshed daily. Expense ratios, Sharpe ratios, Sortino ratios, and Alpha are sourced from standardised SEBI-mandated fund factsheets.

    Related Reads

    Fund Snapshot

    Equity
    Very High Risk

    Nippon India Small Cap Fund Direct Growth

    Alpha3.54
    Sortino1.25
    Sharpe0.87
    DD 1Y-11.57%
    ₹65812.16 Cr AUMExpense: 0.660%
    Exit Load
    Exit load of 1% if redeemed within 1 year.

    Category Ranking

    1-Year Rank:18 / Category
    3-Year Rank:7 / Category
    5-Year Rank:3 / Category